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The EU Listing Act and UK Prospectus Reform are two different legislative reforms with a common goal: making public capital markets in the UK and EU more accessible and attractive for companies of all sizes, including small- and medium-sized enterprises, seeking to raise capital and list on a stock exchange by reducing the costs and administrative burden of a public listing, whilst maintaining market integrity. A consistent theme in both sets of reforms is the need to create a pragmatic and commercial listing environment which will benefit public companies that nonetheless builds – and maintains – investor confidence in public markets.

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Photo of Andrew Caunt Andrew Caunt

Andrew Caunt is experienced in advising issuers and underwriters in capital markets transactions with particular emphasis on equity offerings across both developed and emerging markets. Andrew’s experience includes IPOs on the main market of the London Stock Exchange and AIM as well as…

Andrew Caunt is experienced in advising issuers and underwriters in capital markets transactions with particular emphasis on equity offerings across both developed and emerging markets. Andrew’s experience includes IPOs on the main market of the London Stock Exchange and AIM as well as other stock exchanges throughout the world, secondary offerings, private placements (including into the United States under Rule 144A) and quick to market transactions.

The Chambers UK Guide 2017 describes him as “legally and commercially very astute,” as well as “extremely responsive.”

Photo of Dorothee Fischer-Appelt Dorothee Fischer-Appelt

Dorothee Fischer-Appelt is a New York and English-qualified shareholder with 20 years’ experience in international capital markets and M&A transactions. She represents companies, financial institutions and selling shareholders in connection with international equity and debt capital markets transactions, including IPOs, secondary equity offerings,

Dorothee Fischer-Appelt is a New York and English-qualified shareholder with 20 years’ experience in international capital markets and M&A transactions. She represents companies, financial institutions and selling shareholders in connection with international equity and debt capital markets transactions, including IPOs, secondary equity offerings, structured equity offerings, convertibles, warrants, block trades, high yield offerings, Rule 144A debt offerings, covered bonds, exchange offers and consent solicitations.

Dorothee practiced with a leading firm in New York from 1997-2003 before re-locating to London and worked on numerous SEC-registered equity and debt offerings during that time and counselled several large U.S. companies on their ongoing reporting obligations. She is also experienced advising on M&A transactions and finance related restructurings. She advises clients from a broad range of industries, including banking and insurance, life sciences, real estate and industrials. She has been practicing as a partner since 2006. Her recent experience includes:

  • Representing Citigroup International and Raiffeisenbank International AG on the $500 million debut issuance of 7.125% notes of the Republic of Tajikistan.
  • Representing Nomad Foods Limited, the NYSE-listed parent company of the Birds Eye, Iglo and Findus companies, on a EUR 400 million offering of high yield senior secured notes listed on the Luxembourg Stock Exchange in May 2017.
  • Representing Alior Bank on its Rule 144A rights offering on the Warsaw Stock Exchange to finance the acquisition of BPH’s core banking business from GE in June 2016.
  • Representing the German Pfleiderer Group on its re-IPO on the Warsaw Stock Exchange, involving a complex corporate reorganization and high yield note consent solicitation in January 2016.
Photo of James Mountain James Mountain

James Mountain is experienced in advising issuers and underwriters in capital markets transactions, with particular emphasis on equity offerings across both developed and emerging markets. James’ experience includes IPOs on the main market of the London Stock Exchange and AIM as well as…

James Mountain is experienced in advising issuers and underwriters in capital markets transactions, with particular emphasis on equity offerings across both developed and emerging markets. James’ experience includes IPOs on the main market of the London Stock Exchange and AIM as well as other stock exchanges throughout the world, secondary offerings, private placements (including into the United States under Rule 144A) and quick-to-market transactions. James has also worked on secondment at a major international investment bank and a FTSE 100 company.

Photo of Samuel Garcia Nelen Samuel Garcia Nelen

Samuel is a Shareholder in the firm’s corporate law practice. Samuel advises corporates, financial institutions and private capital players on virtually all aspects of M&A and corporate law, with a special focus on public M&A and ECM transactions. He also advises on corporate…

Samuel is a Shareholder in the firm’s corporate law practice. Samuel advises corporates, financial institutions and private capital players on virtually all aspects of M&A and corporate law, with a special focus on public M&A and ECM transactions. He also advises on corporate governance, stock listing rules and ESG. Samuel has over a decade of experience on the full range of corporate transactions, including domestic and international mergers, acquisitions and disposals, public offers, controlled auctions, cross-border mergers, dual track processes, IPOs, private placements, accelerated bookbuild offerings, rights issues and SPAC transactions.

In addition, Samuel is an Assistant Professor at Erasmus School of Law and publishes articles and books on various subjects related to his work. He is a member of the team of permanent contributors of a Dutch corporate law journal (Tijdschrift Ondernemingsrecht) and editorial board member of another corporate law journal (Maandblad voor Ondernemingsrecht). In 2020, he completed a Ph.D. by publishing his book on The Listed Company, Corporate Governance and Strategy.

Photo of Jelmer Kalisvaart Jelmer Kalisvaart

Jelmer Kalisvaart focuses his practice on corporate law, capital markets and mergers and acquisitions, including initial public offerings (IPOs), secondaries, rights offerings, convertible and debt securities, and public takeover bids, SPAC transactions, venture capital, private equity and joint ventures. Jelmer has more than…

Jelmer Kalisvaart focuses his practice on corporate law, capital markets and mergers and acquisitions, including initial public offerings (IPOs), secondaries, rights offerings, convertible and debt securities, and public takeover bids, SPAC transactions, venture capital, private equity and joint ventures. Jelmer has more than 15 years of experience advising listed and private companies, underwriters, multinationals, private equity houses and hedge funds on a wide range of domestic and cross-border transactions as well as on securities regulations and corporate governance. He gained in-house experience advising on Corporate Finance and ECM matters at a large Dutch Bank. In addition, Jelmer lectures frequently on corporate and capital markets topics at Dutch universities. Jelmer is recognized for his dedication to clients and the deal. He offers clients pragmatic and strategic legal advice and ensures that transactions are handled to the very highest standards.

Photo of Bas Vletter Bas Vletter

Bas Vletter focuses his practice on corporate law, mergers and acquisitions, equity capital markets (public offers and IPOs), international and national joint ventures, and private equity. He has acted as legal adviser in several high-profile private and public transactions, including the first successful…

Bas Vletter focuses his practice on corporate law, mergers and acquisitions, equity capital markets (public offers and IPOs), international and national joint ventures, and private equity. He has acted as legal adviser in several high-profile private and public transactions, including the first successful public hostile bid in the Netherlands. Bas is the trusted advisor to a number of Dutch listed companies and their boards.